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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hua is an investment advisor representative at Arete Wealth Advisors, LLC. David has been in the securities industry since 2008 and has a wide range of experience in financial planning, portfolio management, and investment advisory services. David is licensed to provide investment advice in multiple states. In addition to his work at Arete Wealth Advisors, LLC, David is also involved in other business activities. David Hua has a strong commitment to providing clients with high-quality investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
IL
01/03/2024 - Present
Arete Wealth Advisors, LLC (CHICAGO IL)
NY
04/22/2010 - 07/21/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
08/21/2009 - 04/23/2010
FIRST MIDWEST SECURITIES, INC. (NEW YORK NY)
NY
08/08/2008 - 08/18/2009
CHICAGO INVESTMENT GROUP, LLC (NEW YORK NY)
IA
Issued 07/29/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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