Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hsieh is a financial advisor at Stifel Independent Advisors, LLC, with over a decade of experience in the industry. David has been registered with the Financial Industry Regulatory Authority (FINRA) since 2012 and holds both Series 7 and Series 66 licenses. Previously, David held roles at Wells Fargo Advisors, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David's expertise spans financial planning, portfolio management, and pension consulting, focusing on meeting the needs of high-net-worth individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
10/13/2023 - Present
Stifel Independent Advisors, LLC (Mountain View CA)
CA
11/08/2016 - 11/30/2022
WELLS FARGO CLEARING SERVICES, LLC (REDWOOD CITY CA)
CA
04/21/2012 - 11/09/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MENLO PARK CA)
BOTH
Issued 05/18/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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