Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Silverman is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. David has been a financial advisor for over 25 years. He is licensed to provide financial advice in multiple states. He is a registered representative of Merrill Lynch and a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/23/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
03/18/1999 - 12/02/2008
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
CA
03/31/1998 - 08/03/1998
TRADEWELL DISCOUNT INVESTING, LLC (SAN DIEGO CA)
NY
09/19/1996 - 05/06/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
07/26/1995 - 09/20/1996
FLEET BROKERAGE SECURITIES, INC. (NEW YORK NY)
NY
10/27/1994 - 02/03/1995
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
IA
Issued 12/05/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/15/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/01/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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