Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Howard Siegel is a financial professional with over 40 years of experience in the industry. He has been a registered representative since December 1979 and holds licenses including Series 7, 9, 10, 24, 63, and 65. David is currently affiliated with PFS Investments Inc. and has a strong background in providing investment advice to individuals and corporations. His prior experience includes roles at firms such as PFS Distributors, Inc., Mitchell Hutchins Asset Management Inc., Paine Webber Incorporated, Balcor Securities Company, and Dean Witter Reynolds Inc. His expertise includes providing investment management and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
GA
03/13/2012 - Present
PFS Investments Inc. (DULUTH GA)
GA
06/24/1998 - 12/06/2005
PFS DISTRIBUTORS, INC. (DULUTH GA)
NY
10/24/1989 - 08/17/1995
MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)
NJ
03/23/1985 - 08/08/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
11/20/1984 - 02/19/1985
BALCOR SECURITIES COMPANY
NA
02/08/1983 - 11/21/1984
DEAN WITTER REYNOLDS INC.
NA
12/21/1979 - 03/25/1982
DEAN WITTER REYNOLDS INC.
IA
Issued 04/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/24/1996
Series 24 - General Securities Principal Examination
BC
Issued 03/15/1983
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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