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David Howard Shore

Citizens Securities, Inc.

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About David Howard Shore

David Howard Shore is a financial advisor associated with Citizens Securities, Inc. David has over 20 years of experience in the financial services industry and is a registered representative with FINRA. David's professional designations include Series 6, 7, 24 and 63 licenses and SIE. His specialties include portfolio management for individuals and participation in wrap fee programs.

Firm Information

David Shore is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Shore’s Registration & Firm History

MA

09/24/2018 - Present

Citizens Securities, Inc. (WESTWOOD MA)

RI

07/24/1998 - 07/30/1999

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

MA

11/01/1994 - 04/06/1998

BANKBOSTON INVESTOR SERVICES, INC. (BOSTON MA)

PA

08/28/1993 - 11/08/1994

SEI FINANCIAL SERVICES COMPANY (OAKS PA)

MA

02/17/1992 - 03/09/1994

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

02/17/1992 - 03/09/1994

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 03/13/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2018

Series 7 - General Securities Representative Examination

BC

Issued 02/12/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Howard Shore.
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