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David Howard McGowan

PNC Capital Markets LLC

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About David Howard McGowan

David McGowan is a financial advisor with PNC Capital Markets LLC. David has been in the industry since 2010. Previously, David worked at BNY Mellon Capital Markets, LLC. David holds Series 7, 7TO, 63 and SIE licenses. David is registered in 51 states. David's office is located in Pittsburgh, PA.

Firm Information

David McGowan is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David McGowan’s Registration & Firm History

PA

06/12/2020 - Present

PNC Capital Markets LLC (PITTSBURGH PA)

PA

09/06/2004 - 04/29/2014

BNY MELLON CAPITAL MARKETS, LLC (PITTSBURGH PA)

NY

07/26/1996 - 11/11/1996

CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/29/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/12/2020

Series 7TO - General Securities Representative Examination

BC

Issued 06/01/2020

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Howard McGowan.
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