Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Feinman is a financial professional with over 30 years of experience in the securities industry. David has held positions at several firms, including Tradition Securities and Derivatives LLC, TFS Derivatives Corporation, and Andover Brokerage, L.L.C. David holds a Series 4, Series 7, and Series 63 license and has been registered in multiple states. David is currently affiliated with Tradition Securities and Derivatives LLC, where he has been employed since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/31/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
10/23/2002 - 04/25/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
NY
08/15/2000 - 05/15/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
11/12/1993 - 09/02/1998
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
NY
10/13/1992 - 10/26/1993
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
NY
03/06/1990 - 10/05/1992
SANWA - BGK SECURITIES CO., L.P. (NEW YORK NY)
BC
Issued 01/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2007
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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