Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Howard Blaugh is an Investment Advisor Representative registered with Stifel, Nicolaus & Company, Inc. in Chico, California. David has been in the industry since 1992 and is a Series 7, Series 31, Series 63 and Series 65 licensed professional. David has held the position of Investment Advisor Representative at UBS Financial Services Inc. and Stifel, Nicolaus & Company, Inc.. David is currently registered in 13 states including California, Arizona, Florida, Idaho, Illinois, Iowa, Nevada, Oregon, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/14/2009 - Present
Stifel, Nicolaus & Company, Inc. (CHICO CA)
CA
07/23/1992 - 08/14/2009
UBS FINANCIAL SERVICES INC. (CHICO CA)
IA
Issued 08/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 07/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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