Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Walker is a financial advisor in Santa Barbara, CA. David has been working in the financial industry since 2006. David currently works with United Planners' Financial Services of America A Limited Partner. In addition to being registered in the state of California, David is registered to provide investment advice in 11 other states. David is also a partner with Proteus Investments LLC, a real estate investment firm.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/08/2023 - Present
United Planners' Financial Services OF America A Limited Partner (SANTA BARBARA CA)
CO
02/06/2009 - 11/09/2023
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CT
06/05/2007 - 12/15/2008
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
CA
06/30/2006 - 05/31/2007
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
MN
06/02/2005 - 12/12/2005
CITIGROUP DERIVATIVES MARKETS INC. (MINNETONKA MN)
BOTH
Issued 10/30/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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