Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bradin is a registered investment advisor representative with Capital Client Group, Inc. David has been in the financial industry since February 10, 2012. David has Series 3, 7 and 63 securities licenses, as well as a Series 65 investment advisor license. David is licensed in 53 states and the District of Columbia. David Bradin's previous firm was Babson Capital Securities LLC where he worked from January 13, 2012 until June 15, 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
11/11/2016 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
NC
01/13/2012 - 06/15/2016
BABSON CAPITAL SECURITIES LLC (CHARLOTTE NC)
IA
Issued 11/11/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2013
Series 3 - National Commodity Futures Examination
BC
Issued 01/12/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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