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David Hodgson Fix

Northern Trust Securities, Inc.

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About David Hodgson Fix

David Hodgson Fix is a financial advisor with Northern Trust Securities, Inc. based in Oakbrook Terrace, Illinois. David has been in the financial services industry since October 8, 2003. Prior to Northern Trust Securities, Inc. David was associated with William Blair & Company L.L.C. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David holds Series 7, Series 63, Series 65, and SIE licenses and is registered with the state securities regulators in Connecticut, Florida, Illinois, and Nevada. David specializes in portfolio management for businesses and individuals, as well as for pooled investment vehicles.

Firm Information

David Fix is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Fix’s Registration & Firm History

IL

08/26/2014 - Present

Northern Trust Securities, Inc. (OAKBROOK TERRACE IL)

IL

08/02/1999 - 12/09/2005

WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)

NY

01/23/1995 - 08/27/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/24/2014

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/08/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Hodgson Fix.
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