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David Hobart Hall

Northwestern Mutual Investment Services, LLC

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About David Hobart Hall

David Hobart Hall is a financial professional with over 47 years of experience in the financial services industry. David is currently registered with Northwestern Mutual Investment Services, LLC in Grand Rapids, Michigan and has been with the firm since September 1974. David also holds licenses to sell insurance products from companies not affiliated with Northwestern Mutual. In addition to his work at Northwestern Mutual Investment Services, LLC, David is the 100% owner of Hobart LLC, a legal entity he started in November 2016. David has also previously worked for Robert W. Baird & Co. Incorporated in Milwaukee, Wisconsin. David has a variety of professional designations and licenses including Series 7TO, Series 63, Series 65, and Series 1. He is also a Chartered Financial Consultant. David is currently registered as an Investment Advisor Representative in Michigan.

Firm Information

David Hall is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Hall’s Registration & Firm History

MI

01/29/2010 - Present

Northwestern Mutual Investment Services, LLC (GRAND RAPIDS MI)

WI

12/03/1986 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 12/13/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/12/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Hobart Hall.
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