Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hoang Nguyen is a financial advisor registered with Truist Advisory Services, Inc. David has been in the financial services industry since 2014. He holds Series 63, 65, 66, 7 and SIE licenses. David specializes in providing financial advice to individuals, high-net-worth individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans, and conservators, guardians, non-prototype/corp trust, profession association, personal representatives, unicorp associations, and bank trust omnibus clients. David has previously worked with J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Securian Financial Services, Inc., Chase Investment Services Corp., AXA Advisors, LLC and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
01/09/2025 - Present
Truist Advisory Services, Inc. (SIMPSONVILLE SC)
CA
02/24/2020 - 01/12/2022
J.P. MORGAN SECURITIES LLC (WESTMINSTER CA)
CA
11/18/2016 - 01/09/2018
J.P. MORGAN SECURITIES LLC (WESTMINSTER CA)
CA
02/14/2012 - 08/15/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTMINSTER CA)
CA
09/01/2011 - 12/12/2011
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
04/06/2011 - 08/18/2011
CHASE INVESTMENT SERVICES CORP. (GARDEN GROVE CA)
CA
01/11/2011 - 03/21/2011
AXA ADVISORS, LLC (IRVINE CA)
CA
09/19/2008 - 04/09/2009
EDWARD JONES (IRVINE CA)
BC
Issued 07/07/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/09/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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