Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hickson is a financial advisor with Independent Financial Group, LLC. David has been in the financial services industry since December 2007. David holds Series 6, 7, 63, and 65 licenses as well as the SIE designation. He is licensed to sell securities in Arizona, California, Colorado, Florida, Kentucky, Maine, Nebraska, New Mexico, New York, North Carolina, South Carolina, and Washington. David’s previous firms include MML Investors Services, LLC, MSI Financial Services, Inc., Puritan Brokerage Services, Inc., SII Investments, Inc., Securities America, Inc., and AIG Financial Advisors, Inc. David is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
12/11/2019 - Present
Independent Financial Group, LLC (Phoenix AZ)
AZ
03/25/2017 - 12/16/2019
MML INVESTORS SERVICES, LLC (SCOTTSDALE AZ)
CO
07/08/2011 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (DENVER CO)
TX
07/27/2010 - 07/06/2011
PURITAN BROKERAGE SERVICES, INC. (PLANO TX)
AZ
02/27/2009 - 08/20/2009
SII INVESTMENTS, INC. (SCOTTSDALE AZ)
AZ
01/13/2009 - 03/09/2009
SECURITIES AMERICA, INC. (TEMPE AZ)
AZ
12/03/2007 - 11/28/2008
AIG FINANCIAL ADVISORS, INC. (PHOENIX AZ)
IA
Issued 01/19/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/29/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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