Unclaimed
David Hernando Martinez is a financial professional with over 20 years of experience in the industry. David currently works as a registered representative with Fidelity Brokerage Services LLC and National Financial Services LLC. David has a strong background in investments, having worked with several prominent firms over the years. David holds several professional licenses, including Series 4, 7, 24, 31, 53, 63, and 66. David's extensive knowledge and experience make him a valuable resource for clients seeking investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
02/25/2016 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
06/12/2008 - 07/13/2011
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
04/13/2007 - 05/12/2008
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
10/20/2004 - 06/05/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
NY
02/26/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
08/16/2000 - 03/05/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 09/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/25/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/2005
Series 4 - Registered Options Principal Examination
BC
Issued 03/18/2005
Series 24 - General Securities Principal Examination
BC
Issued 08/26/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 08/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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