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David Hernando Martinez

Fidelity Brokerage Services LLC

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About David Hernando Martinez

David Hernando Martinez is a financial professional with over 20 years of experience in the industry. David currently works as a registered representative with Fidelity Brokerage Services LLC and National Financial Services LLC. David has a strong background in investments, having worked with several prominent firms over the years. David holds several professional licenses, including Series 4, 7, 24, 31, 53, 63, and 66. David's extensive knowledge and experience make him a valuable resource for clients seeking investment advice and guidance.

Firm Information

David Martinez is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Martinez’s Registration & Firm History

RI

02/25/2016 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

06/12/2008 - 07/13/2011

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

04/13/2007 - 05/12/2008

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

RI

10/20/2004 - 06/05/2006

BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)

NY

02/26/2003 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

NY

08/16/2000 - 03/05/2001

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 09/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 08/25/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/06/2005

Series 4 - Registered Options Principal Examination

BC

Issued 03/18/2005

Series 24 - General Securities Principal Examination

BC

Issued 08/26/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 08/14/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Hernando Martinez.
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