Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Herbert Grant is a financial advisor with over 20 years of experience in the industry. David has held various positions at different firms, including Fidelity Brokerage Services LLC and Janus Distributors LLC. David is currently registered with Empower Financial Services, Inc. and holds licenses including Series 6, 7, 24, 63 and 66. David is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/13/2018 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
08/27/2014 - 07/24/2018
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
04/06/1999 - 12/16/2013
JANUS DISTRIBUTORS LLC (DENVER CO)
MN
12/02/1998 - 03/03/1999
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 06/04/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2008
Series 24 - General Securities Principal Examination
BC
Issued 07/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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