Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Henry Smith is a financial professional with over 20 years of experience in the industry. David is currently registered with Cambridge Investment Research Advisors, Inc. and has been with them since May 2016. Before joining Cambridge, David worked for Transamerica Financial Advisors, Inc., Broad Street Securities, Inc., Sigma Financial Corporation, and PFS Investments Inc. David provides financial planning, pension consulting, educational seminars, and market timing services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MI
01/03/2019 - Present
Cambridge Investment Research Advisors, Inc. (Flint MI)
MI
08/09/2006 - 05/10/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (FLINT MI)
FL
12/16/2005 - 08/14/2006
BROAD STREET SECURITIES, INC. (PLANTATION FL)
MI
06/01/2004 - 12/09/2005
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
GA
04/16/2001 - 06/01/2004
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 10/26/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2007
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 04/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Smith is the right advisor for you? Invested Better is here to help.
