Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Henry Peck is an investment advisor representative with Focus Financial. David Peck has been in the industry since 1995. David Peck is registered to provide investment advisory services in Minnesota. David Peck is also registered as a securities agent in Minnesota. David Peck previously worked at Charles Schwab & Co., Inc., LPL FINANCIAL LLC, AXA DISTRIBUTORS, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, METLIFE SECURITIES INC., PACKERLAND BROKERAGE SERVICES, INC., JOHN HANCOCK DISTRIBUTORS LLC, MANULIFE WOOD LOGAN, INC., and SII INVESTMENTS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party manager
1
2
MN
07/15/2024 - Present
Focus Financial (MINNEAPOLIS MN)
MN
05/11/2018 - 06/17/2024
CHARLES SCHWAB & CO., INC. (Minneapolis MN)
CA
04/20/2011 - 05/09/2018
LPL FINANCIAL LLC (SAN DIEGO CA)
NC
03/31/2010 - 02/02/2011
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
WI
07/22/2009 - 03/29/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREEN BAY WI)
WI
05/29/2009 - 07/21/2009
METLIFE SECURITIES INC. (DE PERE WI)
WI
02/24/2009 - 05/28/2009
PACKERLAND BROKERAGE SERVICES, INC. (GREEN BAY WI)
MA
01/01/2002 - 08/19/2008
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CT
02/17/1999 - 01/01/2002
MANULIFE WOOD LOGAN, INC. (STAMFORD CT)
WI
01/22/1996 - 01/07/1999
SII INVESTMENTS, INC. (APPLETON WI)
NJ
04/18/1994 - 08/16/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 12/11/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1996
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 04/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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