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David Henry Morrison

Capital Client Group, Inc.

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About David Henry Morrison

David Morrison is a registered investment advisor representative with Capital Client Group, Inc.. David has been in the industry since November 1995 and is licensed to provide financial advice in California, Illinois, Indiana, Minnesota, Missouri and Wisconsin. David is also registered with FINRA and has passed the Series 7, Series 26, Series 63 and Series 65 exams. Previously, David was employed at firms including Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Kemper Distributors, Inc., Invest Financial Corporation, R A F Financial Corporation and F.N. Wolf & Co., Inc..

Firm Information

David Morrison is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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David Morrison’s Registration & Firm History

CA

11/15/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

IN

02/24/2003 - 10/25/2003

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

02/24/2003 - 10/25/2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

IL

11/17/1997 - 05/04/2001

KEMPER DISTRIBUTORS, INC. (CHICAGO IL)

WI

01/23/1996 - 10/10/1996

INVEST FINANCIAL CORPORATION (APPLETON WI)

CO

06/29/1994 - 01/23/1996

R A F FINANCIAL CORPORATION (DENVER CO)

NA

05/07/1992 - 07/06/1994

F.N. WOLF & CO., INC.

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Licenses & Designations

IA

Issued 11/14/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/11/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/28/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Henry Morrison.
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