linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Henry Mitchell

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Henry Mitchell

David Henry Mitchell is a financial advisor registered with Northwestern Mutual Investment Services, LLC and has been in the financial services industry for over 40 years. David has a strong history of providing financial advice to clients in the Los Angeles area. David has a Series 7, Series 63, and SIE licenses. David's experience includes working with clients at Robert W. Baird & Co. Incorporated and Paulson Investment Company, Inc. David is committed to providing clients with personalized financial advice and solutions.

Firm Information

David Mitchell is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Mitchell’s Registration & Firm History

CA

05/23/1989 - Present

Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)

WI

05/23/1989 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

04/21/1981 - 12/23/1981

PAULSON INVESTMENT COMPANY, INC.

NA

05/31/1979 - 03/17/1981

GALLAGHER, BOYLAN & COOK, INC.

NA

12/12/1975 - 06/24/1978

INVESTOGENIC SERVICES, INC.

NA

09/04/1974 - 04/08/1976

INTERNATIONAL SECURITIES CORP.

Not sure if David Henry Mitchell is right for you?

Licenses & Designations

BC

Issued 11/14/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1989

Series 7 - General Securities Representative Examination

BC

Issued 08/26/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Henry Mitchell.
Not sure if David Henry Mitchell is right for you?