Unclaimed
David Henry Jones is a financial professional with over 25 years of experience in the financial services industry. David is currently registered with Leerink Partners LLC. David has previously been registered with FBR Capital Markets & CO., LAZARD CAPITAL MARKETS LLC, KEYBANC CAPITAL MARKETS INC., SALOMON SMITH BARNEY INC. and SALOMON BROTHERS INC. David is licensed to conduct business in 24 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
08/04/2015 - Present
Leerink Partners LLC (BOSTON MA)
MA
10/18/2013 - 08/06/2015
FBR CAPITAL MARKETS & CO. (BOSTON MA)
MA
08/29/2007 - 10/24/2013
LAZARD CAPITAL MARKETS LLC (BOSTON MA)
MA
12/18/2002 - 08/16/2007
KEYBANC CAPITAL MARKETS INC. (BOSTON MA)
NY
11/28/1997 - 12/12/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
10/10/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/13/1997
Series 3 - National Commodity Futures Examination
BC
Issued 10/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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