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David Henry Hays

Hornor, Townsend & Kent, LLC

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About David Henry Hays

David Henry Hays is a financial advisor currently registered with Hornor, Townsend & Kent, LLC. David has a Series 66 license and has passed the Series 7TO and SIE exams. David has been active in the industry since March 2023 and has experience at MML Investors Services, LLC and MassMutual Life Insurance Co. In addition to financial advising services, David also provides insurance services through his own firm, Empire Wealth Strategies. David is dedicated to helping his clients achieve their financial goals.

Firm Information

David Hays is currently registered with Hornor, Townsend & Kent, LLC. Hornor, Townsend & Kent, LLC is a Limited Liability Company formed in March 1969, headquartered in Conshohocken, Pennsylvania. The firm provides a range of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. They have over 400 licensed agents and registered representatives serving clients in all 50 states. Their regulatory assets under management are approximately $6.86 billion, primarily derived from high-net-worth individuals, corporations, pension plans, and individuals other than high-net-worth.
Hornor, Townsend & Kent, LLC

161 WASHINGTON STREET

CONSHOHOCKEN, PA 19428

$6.86B

Assets Under Management

Not reported

Total Clients

688

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Trail commissions, distribution assistance fees

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David Hays’s Registration & Firm History

VA

07/18/2023 - Present

Hornor, Townsend & Kent, LLC (COLONIAL HEIGHTS VA)

VA

03/22/2023 - 05/23/2023

MML INVESTORS SERVICES, LLC (Glen Allen VA)

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Licenses & Designations

BOTH

Issued 07/14/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/22/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/11/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Henry Hays.
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