Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Berntsen is a financial advisor who has been in the industry since 1986. David is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. David has previously been registered with Morgan Stanley, Morgan Stanley & Co. Incorporated, UBS Financial Services Inc., and Glickenhaus & Co. - New Jersey. David holds the Series 7 and Series 63 licenses and the SIE exam. David is registered in 27 states and is actively licensed as a Broker-Dealer and Investment Advisor representative. David specializes in providing financial planning services to individuals and businesses, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/26/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAYNE NJ)
NJ
06/01/2009 - 07/08/2014
MORGAN STANLEY (PARAMUS NJ)
NJ
02/11/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PARAMUS NJ)
NJ
10/05/1987 - 02/27/2008
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NA
05/20/1986 - 10/14/1987
GLICKENHAUS & CO. - NEW JERSEY
BC
Issued 02/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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