Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jauregui is a financial advisor with Lazard Asset Management Securities LLC. David has been in the financial services industry since 2007. Prior to joining Lazard Asset Management Securities LLC, David worked at PIMCO INVESTMENTS LLC, ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC, UBS FINANCIAL SERVICES INC. and UBS INTERNATIONAL INC. David holds a Series 66 license, as well as Series 3, Series 7 and SIE licenses. David is registered to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/21/2015 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
02/14/2011 - 08/14/2015
PIMCO INVESTMENTS LLC (NEW YORK NY)
NY
08/13/2010 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
01/01/2010 - 08/03/2010
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
09/27/2007 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
BOTH
Issued 01/14/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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