Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Thompson is a financial advisor with over 30 years of experience in the industry. David is currently registered with The O.n. Equity Sales Co. in Lee's Summit, Missouri. Previously, David was registered with LPL Financial LLC, Oppenheimer & Co. Inc., Stern Brothers & Co., UBS Financial Services Inc., Ranson & Company, Inc., and R. G. Dickinson & Co. David holds the Series 7 and Series 63 licenses and the SIE certification. David has been registered in five states including Colorado, Kansas, Minnesota, Missouri, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
03/30/2021 - Present
THE O.n. Equity Sales Co. (Lee's Summit MO)
KS
12/15/2014 - 04/08/2021
LPL FINANCIAL LLC (FAIRWAY KS)
MO
02/27/2006 - 12/22/2014
OPPENHEIMER & CO. INC. (KANSAS CITY MO)
MO
03/24/2005 - 02/28/2006
STERN BROTHERS & CO. (KANSAS CITY MO)
NJ
04/18/1988 - 04/15/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NA
12/02/1987 - 04/19/1988
RANSON & COMPANY, INC.
NA
05/31/1984 - 02/18/1986
R. G. DICKINSON & CO.
BC
Issued 06/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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