Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Harvey Ferguson is a financial advisor registered with MML Investors Services, LLC and has been in the industry since September 30, 1997. David is registered with the state of North Carolina for both securities and investment advisory services. In addition to being a financial advisor, David is also an insurance agent for MassMutual Life Insurance Company. David is also registered to provide investment advisory services in a number of other states. David holds the Series 7, 63 and 65 licenses as well as the SIE. David holds the designation of Chartered Financial Consultant. David is based in Charlotte, North Carolina and has been with MML Investors Services, LLC since February 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NC
08/03/2010 - Present
MML Investors Services, LLC (CHARLOTTE NC)
NC
09/30/1996 - 02/17/2009
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
IA
Issued 07/10/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Ferguson is the right advisor for you? Invested Better is here to help.
