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David Harry Paster

Mufg Securities Americas Inc.

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About David Harry Paster

David Paster is a financial professional with over 2 years of experience in the industry. He holds a Series 63, Series 24, Series 3, Series 7TO and a SIE license and is registered with the state of New York. David is currently associated with Mufg Securities Americas Inc. in the New York, NY office. The firm is a registered broker-dealer with FINRA and SIPC.

Firm Information

David Paster is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Paster’s Registration & Firm History

NY

02/24/2020 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/21/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/26/2021

Series 24 - General Securities Principal Examination

BC

Issued 04/30/2021

Series 3 - National Commodity Futures Examination

BC

Issued 02/24/2020

Series 7TO - General Securities Representative Examination

BC

Issued 02/03/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Harry Paster.
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