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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Goldpenny is a financial advisor registered with Cuso Financial Services, LP. David has been in the financial services industry for 27 years. David has passed the Series 6, 7, 9, 10, 26, 63, and 66 exams and is registered in Florida, New York, North Carolina, South Carolina, Texas, and Virginia. David specializes in financial planning, pension consulting, educational seminars, and selection of other advisers. David is also an Investment Advisor Representative for Cuso Financial Services, LP. David is registered with the following securities regulators: FINRA, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/02/2021 - Present
Cuso Financial Services, LP (Lockport NY)
NY
08/18/2003 - 12/09/2021
CUNA BROKERAGE SERVICES, INC. (LOCKPORT NY)
NY
10/30/1997 - 08/11/2003
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MA
12/13/1995 - 10/28/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/13/1995 - 10/28/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 02/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/10/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/05/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/12/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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