Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Harrison Rascoe is a financial advisor with over 30 years of experience in the industry. David is currently registered with Wells Fargo Clearing Services, LLC and has previously held positions at Wells Fargo Advisors, LLC, Prudential Securities Incorporated, Smith Barney Inc., and Paine Webber Incorporated. David holds both Series 63 and 65 licenses, as well as Series 7 and SIE exams. David specializes in providing investment consulting services to institutional clients, financial planning, and portfolio management for businesses and individuals. David is registered to provide investment advice in over 30 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/30/2024 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
07/01/2003 - 02/19/2013
WELLS FARGO ADVISORS, LLC (SAN DIEGO CA)
NY
06/20/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/30/1994 - 07/02/1997
SMITH BARNEY INC. (NEW YORK NY)
NJ
01/23/1991 - 10/20/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 08/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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