Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Harrison Oles is a financial professional with over 9 years of experience in the industry. David is currently registered with Pickwick Capital Partners, LLC in Santa Monica, California. David is a Series 7, 24, 63, 79, 99TO and SIE licensed advisor. David is registered with the state of California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/06/2014 - Present
Pickwick Capital Partners, LLC (Santa Monica CA)
BC
Issued 08/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/06/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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