Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Colin is a financial advisor registered with Raymond James & Associates, Inc. David has been in the financial services industry since 2009. David is registered in 24 states as a Broker and Investment Advisor Representative. The advisor specializes in providing services to individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, banking and thrift institutions, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/03/2020 - Present
Raymond James & Associates, Inc. (PARAMUS NJ)
NJ
11/09/2010 - 01/14/2020
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NJ
09/14/2009 - 10/11/2010
MORGAN STANLEY SMITH BARNEY (PARAMUS NJ)
PA
09/08/2008 - 05/13/2009
UBS FINANCIAL SERVICES INC. (PHILADELPHIA PA)
BOTH
Issued 09/23/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2008
Series 3 - National Commodity Futures Examination
BC
Issued 09/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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