Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Petrie is a financial advisor registered with Stifel, Nicolaus & Company, Inc. David has been in the financial services industry since 1989. David holds FINRA Series 7, 24, and 63 licenses and the SIE designation. David has worked with companies including Sterne, Agee & Leach, Inc., RBC Capital Markets Corporation, FTN Financial Securities Corp, Nomura Securities International, Inc., Royal Palm Capital, Inc., HSBC Securities, Inc., and CS First Boston Corporation. David is registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/26/2021 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NY
05/04/2009 - 06/05/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
01/05/2006 - 04/24/2009
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
TN
06/17/2003 - 10/06/2005
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
NY
06/05/1998 - 05/19/2003
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
FL
08/16/1996 - 06/08/1998
ROYAL PALM CAPITAL, INC. (PALM BEACH FL)
NY
11/22/1994 - 03/05/1996
HSBC SECURITIES, INC. (NEW YORK CITY NY)
NY
09/19/1989 - 09/29/1994
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 01/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Petrie is the right advisor for you? Invested Better is here to help.
