Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Harold Desmon has over 50 years of experience in the financial services industry. David is currently registered as a Registered Representative and Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously held similar positions at Citigroup Global Markets Inc., Lehman Brothers Inc., Loeb Partners, Loeb Rhoades & Co. Inc., and Merrill Lynch, Pierce, Fenner & Smith, Inc. David is a Series 7, Series 5, Series 63, Series 65, and SIE licensed professional. David provides services to individuals, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/03/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WILLIAMSVILLE NY)
NY
07/31/1993 - 03/01/2007
CITIGROUP GLOBAL MARKETS INC. (BUFFALO NY)
NY
06/25/1979 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/18/1978 - 06/25/1979
LOEB PARTNERS
NA
06/14/1977 - 01/18/1978
LOEB RHOADES & CO. INC.
NA
03/19/1970 - 06/13/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 06/22/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/19/1979
PC - AMEX Put and Call Exam
BC
Issued 03/13/1970
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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