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David Chapman Carlton

Lazard Freres & Co. LLC

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About David Chapman Carlton

Firm Information

David Carlton is currently registered with Lazard Freres & Co. LLC. LAZARD FRERES & CO. LLC is a Limited Liability Company formed in May 1995. They are registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been approved for SEC registration and has been involved in 14 regulatory events and 2 civil events.
Lazard Freres & Co. LLC

227 WEST TRADE STREET

CHARLOTTE, NC 28202

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Carlton’s Registration & Firm History

NC

08/05/2024 - Present

Lazard Freres & Co. LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 8/5/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 5/30/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Chapman Carlton.
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