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David Han Shin

B. C. Ziegler AND Co.

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About David Han Shin

David Shin is a financial professional with over 10 years of experience in the industry. He holds a Series 7, Series 66, and Series 52TO license, and is registered in Colorado. David is currently employed by B. C. Ziegler And Co., a firm specializing in investment banking, municipal finance, and institutional asset management. David's focus is on providing comprehensive financial solutions to meet the unique needs of his clients.

Firm Information

David Shin is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Shin’s Registration & Firm History

IL

04/18/2013 - Present

B. C. Ziegler AND Co. (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 06/08/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/13/2018

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 04/17/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Han Shin.
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