Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hamilton Mudd is a financial advisor with over 40 years of experience in the financial services industry. David is currently registered with Robert W. Baird & Co. Inc. in Madison West, WI. David's previous experience includes roles with Legg Mason Wood Walker, Incorporated and Kidder, Peabody & Co. Incorporated. David holds Series 7, 15, 63 and 65 licenses as well as the SIE exam. David specializes in providing financial advice to individuals, high-net-worth individuals, corporations and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
03/01/1999 - Present
Robert W. Baird & Co. Inc. (Madison West WI)
MD
03/19/1991 - 03/08/1999
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
12/11/1986 - 09/19/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
09/30/1981 - 01/01/1987
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 02/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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