Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hamilton Jeffries is a financial advisor with over 25 years of experience in the industry. He is currently registered with Third Seven Capital LLC in New York, New York. David has previously worked at RBS Securities Inc., ABN AMRO Incorporated, J.P. Morgan Securities Inc., and Lehman Brothers Inc. David has a wide range of experience in the financial services industry, including securities, investment banking, and wealth management. He holds several licenses and certifications, including the Series 7, Series 24, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/27/2016 - Present
Third Seven Capital LLC (NEW YORK NY)
CT
09/11/2009 - 07/02/2014
RBS SECURITIES INC. (STAMFORD CT)
NY
06/03/2002 - 09/11/2009
ABN AMRO INCORPORATED (NEW YORK NY)
NY
06/01/1999 - 12/11/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/29/1994 - 06/08/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/19/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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