Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hamilton Gaynes is a financial advisor at LPL Financial LLC, based in Atlanta, GA. David has been in the financial industry since August 1991, working previously with Securities America, Inc., and VeraVest Investments, Inc. David has a wide range of experience and holds a number of industry designations, including Certified Financial Planner and Chartered Financial Consultant. David is registered to provide investment advice in 27 states, and is registered to provide brokerage services in 29 states. David’s firm, LPL Financial LLC, is a large firm headquartered in Fort Mill, SC, with over 20,000 licensed agents and advisors. LPL Financial LLC provides financial planning, portfolio management, and other advisory services to a variety of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
08/09/2011 - Present
LPL Financial LLC (ATLANTA GA)
GA
01/12/2006 - 08/09/2011
SECURITIES AMERICA, INC. (ATLANTA GA)
NE
12/01/2003 - 01/10/2006
SECURITIES AMERICA, INC. (LAVISTA NE)
MA
08/14/1991 - 12/02/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 10/31/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1995
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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