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David Hal Bock

Vanderbilt Advisory Services

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About David Hal Bock

David Bock has been working in the financial services industry since December 1993. Currently, David is a Registered Representative at Vanderbilt Advisory Services. David has been registered with Vanderbilt Advisory Services since October 13, 2021. Prior to joining Vanderbilt Advisory Services, David was a Registered Representative at Northeast Securities, Inc., Benjamin & Jerold Brokerage, Inc., Westrock Advisors, Inc., Leeb Brokerage Services, Inc., First Montauk Securities Corp., and Gruntal & Co. Incorporated. David specializes in Portfolio Management for Individuals and Businesses.

Firm Information

David Bock is currently registered with Vanderbilt Advisory Services. Vanderbilt Advisory Services is an investment advisory firm headquartered in Woodbury, New York. They provide financial planning, portfolio management for individuals and businesses, and have over $1 billion to $10 billion in assets under management. They serve a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans.
Vanderbilt Advisory Services

125 FROEHLICH FARM BLVD.

WOODBURY, NY 11797

$1.62B

Assets Under Management

64

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Bock’s Registration & Firm History

NY

10/13/2021 - Present

Vanderbilt Advisory Services (WOODBURY NY)

NJ

11/10/2009 - 11/28/2012

NORTHEAST SECURITIES, INC. (EATONTOWN NJ)

NJ

03/16/2009 - 11/12/2009

BENJAMIN & JEROLD BROKERAGE, INC. (EATONTOWN NJ)

NJ

05/16/2007 - 03/19/2009

WESTROCK ADVISORS, INC. (TINTON FALLS NJ)

NJ

01/31/2007 - 05/16/2007

LEEB BROKERAGE SERVICES, INC. (TINTON FALLS NJ)

NJ

05/11/1995 - 11/20/2006

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

NY

09/22/1993 - 05/08/1995

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/15/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/21/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Hal Bock.
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