Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Aulie has been in the financial services industry since 1981. David is currently registered with SPC in Farmington Hills, Michigan. Prior to this, David has been registered with several other firms including APEX CAPITAL, L.L.C., EAST - WEST CAPITAL CORPORATION, HORIZONS INTERNATIONAL CORPORATION and PENNSYLVANIA SECURITIES COMPANY. David holds the Series 6, Series 22, Series 62, Series 63 and SIE licenses and is a Certified Financial Planner. David is registered in Arizona, California, Florida, Illinois, Michigan, Nebraska, Ohio and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
04/16/2010 - Present
SPC (FARMINGTON HILLS MI)
MI
10/31/1997 - 03/19/1999
APEX CAPITAL, L.L.C. (HARPER WOODS MI)
NA
07/27/1990 - 11/06/1997
EAST - WEST CAPITAL CORPORATION
NA
09/27/1988 - 07/23/1990
HORIZONS INTERNATIONAL CORPORATION
NA
11/04/1981 - 09/30/1988
PENNSYLVANIA SECURITIES COMPANY
BC
Issued 10/16/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1989
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 09/17/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/30/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure David Aulie is the right advisor for you? Invested Better is here to help.
