Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Haggerty is a financial professional associated with Fidelity Distributors Co. LLC. David has been in the industry for several years and holds the Series 99TO and SIE exams. David was previously associated with National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
06/07/2024 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
RI
04/03/2024 - 04/25/2024
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
BC
Issued 04/03/2024
Series 99TO - Operations Professional Examination
BC
Issued 03/21/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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