Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hadley Lewis is a financial advisor currently working with Fidelity Brokerage Services LLC, having joined in 2012. David has over 20 years of experience in the industry and previously worked with WELLS FARGO ADVISORS, LLC. David's expertise spans a variety of areas including general securities, options and securities industry essentials. David holds Series 7, 9, 10 and 63 securities licenses and is registered to sell securities in 53 states, including Kentucky, Massachusetts, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
10/05/2012 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
OH
12/16/2008 - 09/11/2012
WELLS FARGO ADVISORS, LLC (CINCINNATI OH)
KY
06/18/2004 - 12/19/2008
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 06/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/10/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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