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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jasper is a financial advisor with UBS Financial Services Inc. David has been in the industry since 1995 and is licensed to provide investment advice in multiple states, including California, Texas, Colorado, and New York. David has a strong track record of success in the financial services industry and is committed to providing his clients with personalized investment advice and guidance. David has also worked for firms such as Goldman, Sachs & Co., Morgan Stanley & Co., Incorporated, and CS First Boston Corporation. David's current registrations include a Registered Representative (RA) in California and a Registered Representative (RA) in Texas. David is also a Registered Investment Advisor in California. David has a broad range of experience in the financial services industry, specializing in providing advice to individual clients and institutional investors, as well as corporate and business clients. David is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
04/04/2022 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
NY
08/12/1997 - 10/08/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
07/14/1996 - 08/30/1996
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
04/22/1993 - 06/26/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 11/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1997
Series 3 - National Commodity Futures Examination
BC
Issued 04/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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