Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid McIllwain is an investment advisor representative with LPL Financial LLC in Hendersonville, Tennessee. David is a registered investment advisor representative in Alabama, California, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Michigan, South Carolina, Tennessee and Virginia. David has been in the securities industry since August 5, 1997. David also works with KPP Advisory Services LLC in Hendersonville and Louisville, Kentucky. David is a Registered Representative with FINRA and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
11/05/2019 - Present
LPL Financial LLC (HENDERSONVILLE TN)
TN
01/06/2004 - 11/05/2019
FSC SECURITIES CORPORATION (HENDERSONVILLE TN)
NY
06/09/2000 - 01/07/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
GA
08/06/1997 - 06/14/2000
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IA
Issued 08/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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