Unclaimed
David Lee is a securities professional with a focus on trading. David is currently registered with T3 Trading Group, LLC, a broker-dealer firm. David has passed the Securities Industry Essentials (SIE) and Series 57TO exams. David is based in New York, NY and is actively working in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/09/2023 - Present
T3 Trading Group, LLC (NEW YORK NY)
BC
Issued 12/09/2023
Series 57TO - Securities Trader Exam
BC
Issued 05/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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