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David H Lee

T3 Trading Group, LLC

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About David H Lee

David Lee is a securities professional with a focus on trading. David is currently registered with T3 Trading Group, LLC, a broker-dealer firm. David has passed the Securities Industry Essentials (SIE) and Series 57TO exams. David is based in New York, NY and is actively working in the industry.

Firm Information

David Lee is currently registered with T3 Trading Group, LLC. T3 Trading Group, LLC is a Limited Liability Company formed in June 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands, and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Lee’s Registration & Firm History

NY

12/09/2023 - Present

T3 Trading Group, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/09/2023

Series 57TO - Securities Trader Exam

BC

Issued 05/20/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David H Lee.
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