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David H Johnson

Northwestern Mutual Investment Services, LLC

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About David H Johnson

David Johnson is a financial advisor with Northwestern Mutual Investment Services, LLC, located in Downers Grove, Illinois. David has been in the financial industry since 2003, and is registered with the state of Illinois. David also has an investment advisor registration with the state of Illinois. David has a Series 63, 66, 7, 9, 10, and SIE license. He is also registered with the state of Illinois. David provides financial planning and investment management services to individuals, corporations, and other business entities. He has expertise in a variety of financial areas, including retirement planning, college savings, estate planning, and insurance. David is committed to providing his clients with personalized financial advice and guidance, and he is dedicated to helping them achieve their financial goals.

Firm Information

David Johnson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Johnson’s Registration & Firm History

IL

05/22/2007 - Present

Northwestern Mutual Investment Services, LLC (DOWNERS GROVE IL)

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Licenses & Designations

BOTH

Issued 01/18/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/30/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/01/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David H Johnson.
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