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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David h.? Claim Your ProfileDavid Savetz is a financial advisor with over 29 years of experience in the industry. David is currently registered with UBS Financial Services Inc. David has a wide range of experience and holds multiple licenses and certifications including Series 65, Series 63, Series 10, Series 9, Series 31, Series 7 and the SIE exam. David is licensed in multiple states across the country. Previously David was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. David provides various financial services including financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
05/08/2024 - Present
UBS Financial Services Inc. (MELVILLE NY)
NY
02/18/1994 - 09/07/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/07/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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