Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Holan is an investment advisor representative with over 30 years of experience in the financial services industry. David Holan is currently registered with LPL Financial LLC in Florida and Illinois. David Holan has held previous positions with Ameriprise Financial Services, Inc., UBS Financial Services Inc., Prudential Securities Incorporated, Rodman & Renshaw Inc. and David A. Noyes & Company. David Holan's areas of expertise include Financial Planning, Pension Consulting, Educational Seminars, Portfolio Management for Businesses, and Portfolio Management for Individuals. David Holan's specializations include other investment-related matters.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/09/2019 - Present
LPL Financial LLC (BOYNTON BEACH FL)
IL
03/05/2010 - 09/23/2019
AMERIPRISE FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
04/25/2003 - 03/12/2010
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
NY
02/05/1993 - 04/28/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IL
03/04/1991 - 01/26/1993
RODMAN & RENSHAW INC. (CHICAGO IL)
IN
04/26/1988 - 03/06/1991
DAVID A. NOYES & COMPANY (INDIANAPOLIS IN)
NA
01/20/1988 - 04/14/1988
THE STUART-JAMES COMPANY, INC.
IA
Issued 01/12/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1988
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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