Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gutierrez is a financial professional with experience in the securities industry. David has worked for both Citizens Capital Markets and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David currently holds a Series 7, Series 63, SIE and Series 79TO licenses. David works for Citizens JMP Securities, LLC and is based in Boston, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
08/01/2023 - Present
Citizens JMP Securities, LLC (BOSTON MA)
MA
11/26/2019 - 08/01/2023
CITIZENS CAPITAL MARKETS (BOSTON MA)
FL
11/01/2010 - 11/05/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
NY
04/14/2010 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 05/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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