Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gustav Cole is a financial advisor at LPL Financial LLC. David has over 40 years of experience in the financial services industry. David is licensed to provide financial advice in Arizona, California, Florida, Minnesota, North Carolina, North Dakota, and Oregon. David holds the Series 6, Series 63, and SIE licenses. David previously worked at PROEQUITIES, INC., BANCWEST INVESTMENT SERVICES, INC., PRIMEVEST FINANCIAL SERVICES, INC., INVEST FINANCIAL CORPORATION, AXA ADVISORS, LLC, and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ND
11/13/2017 - Present
LPL Financial LLC (FARGO ND)
ND
08/17/2015 - 12/07/2017
PROEQUITIES, INC. (FARGO ND)
ND
05/17/2006 - 08/11/2015
BANCWEST INVESTMENT SERVICES, INC. (FARGO ND)
ND
02/07/2001 - 05/17/2006
PRIMEVEST FINANCIAL SERVICES, INC. (FARGO ND)
WI
11/17/1999 - 02/07/2001
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
11/23/1981 - 03/30/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
11/23/1981 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 12/05/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Cole is the right advisor for you? Invested Better is here to help.
